InvestaGuard From InterWeb Insurance

InvestaGuard is the best E&O policy for financial firms our industry has seen in 15 years and available exclusively through InterWeb Insurance LLC.
 
Designed for Broker-Dealer, Registered Investment Advisor and Insurance Agency firms and their advisors.
With over 30 years’ experience brokering financial services E&O, we created this policy with you, the policyholder, in mind.
 

Alternative Mutual Funds - Complexity of a Vanilla Product

Nearly 40% of advisors are using alternative investments. Alternative Mutual Funds (AMFs) are a far departure from traditional funds as they are complex, have limited liquidity and are on FINRA's radar. Tune in to learn more, including how they can be appropriate for your practice.

JPMorgan Abandoning Commissions … Or Not?

JPMorgan Abandoning Commissions … Or Not?

JPMorgan seems to be in a state of flux, along with other broker-dealers, in terms of what to do with plans to drop commissions in retirement accounts as part of its compliance with the Department of Labor’s new fiduciary standard

Merrill Lynch

Merrill Opens ‘Pandora’s Box’ With Shift on Commissions: Analysts

Merrill Lynch told its Thundering Herd Thursday that it plans to explore “options” for at least some clients who might benefit from commissions in retirement accounts, a shift from its earlier fee-only approach to the new Department of Labor’s fiduciary standard.

What Do Marketers Really Know About Millennials?

What Do Marketers Really Know About Millennials?

It seems like marketing is all about Millennials, but who are these Millennials, anyway? You know that Millennials are people born between 1982 and the two decades after that. You know that Millennials matter to your business. After all, they're young adults with families, or they're emerging into adulthood.

E&O Exclusions Do They Drive You Crazy

E&O Exclusions Do They Drive You Crazy

About once a month a prospect actually tells me they hate E&O insurance. It doesn't offend me, but rather reaffirms my commitment to educating my customers. Let's unravel the mystery behind exclusions.