Investment Products with Defined Outcomes Many investment options, such as structured products,...

It has been said the only constant is change. So it goes with the E&O market for broker-dealers,...

Selling Away Claims - A Killer   Selling Away claims are a firm-killer. They can and do cause...

Errors & Omissions insurance is not just a good idea, it is a requirement for many professionals...

Robust cyber insurance can cost less than $500 for a small firm.  Buy IT!!  We can help.&n...

The Scenario The registered representative, who is also an insurance agent, had a decades long relat...

Our exclusive E&O program for broker-dealers offers coverage for alternative investments and we...

How does the new SBA PPP loan modifications affect businesses? Many business owners were relieved to...

Yes it sounds harsh, especially in the current times with what “humanity” has endured.&n...

Everyone caries insurance (auto, homeowners, health, etc) with the hope that we never have to use it...