InvestaGuard From InterWeb Insurance

InvestaGuard is the best E&O policy for financial firms our industry has seen in 15 years and available exclusively through InterWeb Insurance LLC.
 
Designed for Broker-Dealer, Registered Investment Advisor and Insurance Agency firms and their advisors.
With over 30 years’ experience brokering financial services E&O, we created this policy with you, the policyholder, in mind.
 

Alternative Mutual Funds - Complexity of a Vanilla Product

Nearly 40% of advisors are using alternative investments. Alternative Mutual Funds (AMFs) are a far departure from traditional funds as they are complex, have limited liquidity and are on FINRA's radar. Tune in to learn more, including how they can be appropriate for your practice.