InvestaGuard From InterWeb Insurance

InvestaGuard is the best E&O policy for financial firms our industry has seen in 15 years, and it's exclusively available through InterWeb Insurance LLC.
 

  
Designed for Broker-Dealer, Registered Investment Advisor and Insurance Agency firms and their advisors.
With over 30 years’ experience brokering financial services E&O, we created this policy with you, the policyholder, in mind.

Alternative Mutual Funds - Complexity of a Vanilla Product

 Nearly 40% of advisors are using alternative investments.

  
Alternative Mutual Funds (AMFs) are a far departure from traditional funds as they are complex, have limited liquidity and are on FINRA's radar. Tune in to learn more, including how they can be appropriate for your practice.

E&O Part of your Business Continuation Plan

 

  Imagine this!  You’ve been in the business for 20 years, you retire, and while sipping on a very dry martini on the back of your yacht, you get a call from your attorney “You’ve been sued!” for something that happened five years ago.  Panic? or Peace?  I can tell you it will depend upon how well you prepared for that moment...

March 15, 2017 | By Sheri Pontolillo